SEC Form 4 · accession 0001437749-15-000441
ROCKY MOUNTAIN CHOCOLATE FACTORY INC · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin E Crail
Officer — President / Chairman BOD · Director · 10% Owner
Period of report
Nov 26, 2014
Accepted (ET)
Jan 8, 2015 · 11:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 26, 2014 | G | 4,000 | $12.65 | D | 567,803 | D | |
| Common | Dec 23, 2014 | G | 5,000 | $13.17 | D | 562,803 | D | |
| Common | holding | — | — | — | 85,988 | I | By 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.