SEC Form 4 · accession 0001437749-16-034105
AEP INDUSTRIES INC · AEPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Vegliante
Officer — EVP Operations
Period of report
Jun 16, 2016
Accepted (ET)
Jun 20, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2016 | G | 407 | $0.00 | A | 5,924 | D | |
| Common Stock | Apr 27, 2016 | G | 407 | $0.00 | A | 782 | I | Spouse as UGMA custodian for Son |
| Common Stock | Apr 27, 2016 | G | 407 | $0.00 | A | 782 | I | Spouse as UGMA custodian for Daughter |
| Common Stock | Apr 27, 2016 | G | 407 | $0.00 | A | 782 | I | Spouse as UGMA custodian for Daughter |
| Common StockF1 | Jun 16, 2016 | G | 87,489 | $0.00 | A | 87,489 | I | By spouse as trustee of GRAT #9 |
| Common Stock | holding | — | — | — | 200,413 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 51,500 | I | 2012 Paul Vegliante Children's Trust | |
| Common StockF3 | holding | — | — | — | 51,500 | I | 2012 Carolyn Vegliante Children's Trust | |
| Common StockF4 | holding | — | — | — | 4,192 | I | ESOP | |
| Common StockF5 | holding | — | — | — | 309 | I | By Spouse ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grantor Retained Annuity Trust (GRAT) #9 was established by Mr. Brendan Barba, and the trustees of the GRAT are Mr. Paul M. Feeney (Executive Vice President, Finance and CFO of AEP Industries Inc.) and the two daughters of Mr. Barba (who are also co-beneficiaries of the GRAT.) Mr. Vegliante is the spouse of one such daughter. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- F2The 2012 Paul Vegliante Children's Trust was established by Mr. Vegliante and the trustees are Mr. J. Brendan Barba (CEO of AEP Industries Inc.) and Mrs. Vegliante. The reporting peson disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securites for Section 16 or any other purpose.
- F3The 2012 Carolyn Vegliante Children's Trust was established by Ms. Vegliante and the trustees are Mr. J. Brendan Barba (CEO of AEP Industries Inc.) and Mr. Vegliante. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- F4Includes 14 shares acquired on February 16, 2016 and 18 shares acquired on May 17, 2016, in each case, through the dividend reinvestment feature of the AEP industries Inc. 401k Plan.
- F5Includes one (1) share acquired on February 16, 2016 and one (1) share acquired on May 17, 2016, in each case, through the dividend reinvestment feature of the AEP industries Inc. 401k Plan.