SEC Form 4 · accession 0001437749-16-023957
AEP INDUSTRIES INC · AEPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Vegliante
Officer — EVP Operations
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 10:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2016 | S | 281 | $80.80 | D | 216,446 | I | By Spouse |
| Common StockF2 | Jan 21, 2016 | S | 1,304 | $80.37 | D | 215,142 | I | By Spouse |
| Common StockF3 | Jan 21, 2016 | S | 200 | $81.40 | D | 214,942 | I | By Spouse |
| Common StockF4 | holding | — | — | — | 5,517 | D | ||
| Common Stock | holding | — | — | — | 375 | I | Spouse as UGMA custodian for Son | |
| Common Stock | holding | — | — | — | 375 | I | Spouse as UGMA custodian for Daughter | |
| Common Stock | holding | — | — | — | 375 | I | Spouse as UGMA custodian for Daughter | |
| Common StockF5 | holding | — | — | — | 51,500 | I | 2012 Paul Vegliante Children's Trust | |
| Common StockF6 | holding | — | — | — | 51,500 | I | 2012 Carolyn Vegliante Children's Trust | |
| Common Stock | holding | — | — | — | 4,160 | I | ESOP | |
| Common Stock | holding | — | — | — | 307 | I | By Spouse ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold at prices ranging from $80.75 to $80.87 per share. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2The shares were sold at prices ranging from $80.00 to $80.86 per share. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $81.30 to $81.49 per share. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4An additional 815 shares of common stock have been deducted from total holdings since the last Form 4 filing due to the holder's election to receive cash in lieu of shares upon the vesting of performance units on January 5, 2016, January 6, 2016, January 7, 2016 and January 13, 2016.
- F5The 2012 Paul Vegliante Children's Trust was established by Mr. Vegliante and the trustees are Mr. J. Brendan Barba (CEO of AEP Industries Inc.) and Mrs. Vegliante. The reporting peson disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securites for Section 16 or any other purpose.
- F6The 2012 Carolyn Vegliante Children's Trust was established by Ms. Vegliante and the trustees are Mr. J. Brendan Barba (CEO of AEP Industries Inc.) and Mr. Vegliante. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.