SEC Form 5 · accession 0001437749-15-020875
AEP INDUSTRIES INC · AEPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Brendan Barba
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Oct 31, 2015
Accepted (ET)
Nov 16, 2015 · 10:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2014 | G | 1,018 | $0.00 | D | 473,736 | D | |
| Common Stock | Sep 16, 2015 | G | 264 | $0.00 | D | 473,472 | D | |
| Common StockF2 | holding | — | — | — | 51,500 | I | 2012 Carolyn Vegliante Children's Trust | |
| Common StockF3 | holding | — | — | — | 51,500 | I | 2012 Paul Vegliante Children's Trust | |
| Common Stock | holding | — | — | — | 1,448 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An additional 21,239 shares of common stock have been deducted from total holdings since the last Form 4 filing due to the reporting person's election to receive cash in lieu of shares upon the vesting of performance units on January 5, 2015, January 6, 2015 and January 7, 2015.
- F2The 2012 Carolyn Vegliante Children's Trust was established by Ms. Vegliante and the trustees are Mr. J. Brendan Barba (CEO of AEP Industries Inc.) and Mr. Vegliante. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- F3The 2012 Paul Vegliante Children's Trust was established by Mr. Vegliante and the trustees are Mr. J. Brendan Barba (CEO of AEP Industries Inc.) and Mrs. Vegliante. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securites for Section 16 or any other purpose.
Remarks
Exhibit 24 - Power of Attorney