SEC Form 4 · accession 0000919574-16-015532
AEP INDUSTRIES INC · AEPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 22, 2016
Accepted (ET)
Sep 26, 2016 · 1:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 22, 2016 | S | 30,000 | $111.5568 | D | 750,643 | I | See Footnote |
| Common StockF3,F2 | Sep 23, 2016 | S | 100,000 | $111.2626 | D | 650,643 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $111.27 to $112.02. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2These securities are held in the accounts of various private investment funds and a separately managed account for which KSA Capital Management, LLC (the "Investment Manager") has investment discretion. Daniel Khoshaba, who is also a Reporting Person, is the Managing Member of the Investment Manager. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3This transaction was executed in multiple trades at prices ranging from $111.10 to $111.50. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.