SEC Form 4 · accession 0001209191-19-010153
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick John Jermain
Officer — Sr. Vice President & CFO
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF2 | Feb 12, 2019 | M | 8,487 | — | A | 33,125 | D | |
| Common Stock, $.01 par value | Feb 12, 2019 | F | 3,989 | $56.695 | D | 29,136 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 2,446 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF2 | — | Feb 12, 2019 | A | 3,587 | A | — | — | Common Stock | 3,587 | 8,487 | D |
| Performance Stock UnitsF2 | — | Feb 12, 2019 | M | 8,487 | D | — | — | Common Stock | 8,487 | 0 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Retirement Plan as of the last report from the Plan's trustee.
- F2Based on Company performance during the three-year performance period, approximately 173.2% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported).