SEC Form 4 · accession 0001209191-19-004971
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Drury
Director
Period of report
Jan 21, 2019
Accepted (ET)
Jan 23, 2019 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | holding | — | — | — | 15,589 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 21, 2019 | A | 2,562 | A | — | — | Common Stock | 2,562 | 2,562 | D |
| Restricted Stock UnitsF2 | — | Jan 22, 2019 | M | 2,056 | D | — | — | Common Stock | 2,056 | 0 | D |
| Deferred Stock UnitsF3 | — | Jan 22, 2019 | M | 2,056 | A | — | — | Common Stock | 2,056 | 2,056 | D |
Explanation of responses
- F1Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 21, 2020.
- F2Conversion of Restricted Stock Units on vesting into Deferred Stock Units pursuant to the reporting person's deferral election.
- F3Each Deferred Stock Unit represents a right to receive one share of Plexus Corp. common stock. The reporting person will begin to receive the underlying shares within 10 days following the earliest of termination of service as a director, a change in control or the date specified on the reporting person's deferral election.