SEC Form 4 · accession 0001209191-19-004968
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Cortinovis
Director
Period of report
Jan 21, 2019
Accepted (ET)
Jan 23, 2019 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | Jan 22, 2019 | M | 2,056 | — | A | 32,128 | D | |
| Common Stock, $.01 par value | Jan 22, 2019 | M | 1,250 | $33.999 | A | 33,378 | D | |
| Common Stock, $.01 par value | Jan 22, 2019 | M | 1,250 | $38.24 | A | 34,628 | D | |
| Common Stock, $.01 par value | Jan 22, 2019 | M | 1,250 | $30.475 | A | 35,878 | D | |
| Common Stock, $.01 par value | Jan 22, 2019 | M | 1,250 | $29.798 | A | 37,128 | D | |
| Common Stock, $.01 par value | Jan 22, 2019 | S | 5,000 | $54.0303 | D | 32,128 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Jan 21, 2019 | A | 2,562 | A | — | — | Common Stock | 2,562 | 2,562 | D |
| Restricted Stock UnitsF1 | — | Jan 22, 2019 | M | 2,056 | D | — | — | Common Stock | 2,056 | 0 | D |
| Options to BuyF3 | $33.999 | Jan 22, 2019 | M | 1,250 | D | — | Jan 25, 2020 | Common Stock | 1,250 | 0 | D |
| Options to BuyF3 | $38.24 | Jan 22, 2019 | M | 1,250 | D | — | Apr 23, 2020 | Common Stock | 1,250 | 0 | D |
| Options to BuyF3 | $30.475 | Jan 22, 2019 | M | 1,250 | D | — | Jul 26, 2020 | Common Stock | 1,250 | 0 | D |
| Options to BuyF3 | $29.798 | Jan 22, 2019 | M | 1,250 | D | — | Nov 1, 2020 | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 22, 2019.
- F2Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 21, 2020.
- F3Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.