SEC Form 4 · accession 0001209191-18-056713
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Todd P. Kelsey
Officer — President & CEO
Period of report
Oct 29, 2018
Accepted (ET)
Oct 31, 2018 · 7:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Oct 29, 2018 | M | 1,000 | $40.224 | A | 72,031 | D | |
| Common Stock, $.01 par value | Oct 29, 2018 | M | 1,000 | $38.02 | A | 73,031 | D | |
| Common Stock, $.01 par value | Oct 29, 2018 | M | 1,000 | $37.123 | A | 74,031 | D | |
| Common Stock, $.01 par value | Oct 29, 2018 | M | 3,000 | $34.77 | A | 77,031 | D | |
| Common Stock, $.01 par value | Oct 29, 2018 | M | 1,000 | $34.22 | A | 78,031 | D | |
| Common Stock, $.01 par valueF2 | Oct 29, 2018 | S | 9,000 | $58.6833 | D | 69,031 | D | |
| Common Stock, $.01 par value | Oct 30, 2018 | M | 5,000 | $37.123 | A | 74,031 | D | |
| Common Stock, $.01 par valueF3 | Oct 30, 2018 | S | 6,000 | $59.5767 | D | 68,031 | D | |
| Common Stock, $.01 par value | Oct 31, 2018 | M | 1,000 | $40.224 | A | 69,031 | D | |
| Common Stock, $.01 par value | Oct 31, 2018 | M | 1,050 | $37.123 | A | 70,081 | D | |
| Common Stock, $.01 par valueF4 | Oct 31, 2018 | S | 2,050 | $59.8866 | D | 68,031 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 5,491 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF5 | $40.224 | Oct 29, 2018 | M | 1,000 | D | — | Oct 28, 2023 | Common Stock | 1,000 | 9,000 | D |
| Options to BuyF5 | $38.02 | Oct 29, 2018 | M | 1,000 | D | — | Oct 27, 2024 | Common Stock | 1,000 | 5,750 | D |
| Options to BuyF5 | $37.123 | Oct 29, 2018 | M | 1,000 | D | — | Jul 27, 2025 | Common Stock | 1,000 | 6,050 | D |
| Options to BuyF5 | $34.77 | Oct 29, 2018 | M | 3,000 | D | — | Nov 2, 2025 | Common Stock | 3,000 | 0 | D |
| Options to BuyF5 | $34.22 | Oct 29, 2018 | M | 1,000 | D | — | Jan 25, 2026 | Common Stock | 1,000 | 0 | D |
| Options to BuyF5 | $37.123 | Oct 30, 2018 | M | 5,000 | D | — | Jul 27, 2025 | Common Stock | 5,000 | 1,050 | D |
| Options to BuyF5 | $40.224 | Oct 31, 2018 | M | 1,000 | D | — | Oct 28, 2023 | Common Stock | 1,000 | 8,000 | D |
| Options to BuyF5 | $37.123 | Oct 31, 2018 | M | 1,050 | D | — | Jul 27, 2025 | Common Stock | 1,050 | 0 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock formerly held in the Plexus Corp. 401(k) Savings Plan; as last obtained from the Plan's trustee.
- F2This transaction was executed in multiple trades at prices ranging from $57.95 to $59.44 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $59.05 to $59.91 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $59.75 to $60.03 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.