SEC Form 4 · accession 0001209191-18-048839
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Director · Other
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Aug 27, 2018 | M | 1,300 | $38.938 | A | 303,940 | D | |
| Common Stock, $.01 par valueF1 | Aug 27, 2018 | S | 1,300 | $62.1585 | D | 302,640 | D | |
| Common Stock, $.01 par value | Aug 28, 2018 | M | 13,750 | $40.64 | A | 316,390 | D | |
| Common Stock, $.01 par value | Aug 28, 2018 | M | 3,440 | $41.012 | A | 319,830 | D | |
| Common Stock, $.01 par value | Aug 28, 2018 | M | 6,200 | $38.938 | A | 326,030 | D | |
| Common Stock, $.01 par valueF2 | Aug 28, 2018 | S | 23,390 | $62.5998 | D | 302,640 | D | |
| Common Stock, $.01 par value | Aug 29, 2018 | M | 1,000 | $40.64 | A | 303,640 | D | |
| Common Stock, $.01 par value | Aug 29, 2018 | M | 4,310 | $41.012 | A | 307,950 | D | |
| Common Stock, $.01 par valueF3 | Aug 29, 2018 | S | 5,310 | $62.7945 | D | 302,640 | D | |
| Common Stock, $.01 par value | Aug 29, 2018 | S | 591 | $63.00 | D | 302,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF5 | $38.938 | Aug 27, 2018 | M | 1,300 | D | — | Jan 26, 2025 | Common Stock | 1,300 | 6,200 | D |
| Options to BuyF5 | $40.64 | Aug 28, 2018 | M | 13,750 | D | — | Jan 20, 2024 | Common Stock | 13,750 | 1,000 | D |
| Options to BuyF5 | $41.012 | Aug 28, 2018 | M | 3,440 | D | — | Jul 21, 2024 | Common Stock | 3,440 | 11,310 | D |
| Options to BuyF5 | $38.938 | Aug 28, 2018 | M | 6,200 | D | — | Jan 26, 2025 | Common Stock | 6,200 | 0 | D |
| Options to BuyF5 | $40.64 | Aug 29, 2018 | M | 1,000 | D | — | Jan 20, 2024 | Common Stock | 1,000 | 0 | D |
| Options to BuyF5 | $41.012 | Aug 29, 2018 | M | 4,310 | D | — | Jul 21, 2024 | Common Stock | 4,310 | 7,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $62.14 to $62.16 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $62.45 to $62.87 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $62.577 to $62.85 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Shares were sold pursuant to a Rule 10b5-1 plan.
- F5Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.