SEC Form 4 · accession 0001209191-18-045932
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Director · Other
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Aug 6, 2018 | M | 800 | $37.123 | A | 303,440 | D | |
| Common Stock, $.01 par value | Aug 6, 2018 | M | 500 | $41.84 | A | 303,940 | D | |
| Common Stock, $.01 par valueF1 | Aug 6, 2018 | S | 1,300 | $61.1928 | D | 302,640 | D | |
| Common Stock, $.01 par value | Aug 7, 2018 | M | 13,750 | $38.02 | A | 316,390 | D | |
| Common Stock, $.01 par value | Aug 7, 2018 | M | 5,075 | $38.938 | A | 321,465 | D | |
| Common Stock, $.01 par value | Aug 7, 2018 | M | 8,275 | $37.123 | A | 329,740 | D | |
| Common Stock, $.01 par valueF2 | Aug 7, 2018 | S | 27,100 | $61.4641 | D | 302,640 | D | |
| Common Stock, $.01 par value | Aug 8, 2018 | M | 1,000 | $38.02 | A | 303,640 | D | |
| Common Stock, $.01 par value | Aug 8, 2018 | M | 2,500 | $38.938 | A | 306,140 | D | |
| Common Stock, $.01 par value | Aug 8, 2018 | M | 3,000 | $37.123 | A | 309,140 | D | |
| Common Stock, $.01 par valueF3 | Aug 8, 2018 | S | 6,500 | $61.5601 | D | 302,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF4 | $37.123 | Aug 6, 2018 | M | 800 | D | — | Jul 27, 2025 | Common Stock | 800 | 11,275 | D |
| Options to BuyF4 | $41.84 | Aug 6, 2018 | M | 500 | D | — | Apr 25, 2026 | Common Stock | 500 | 16,900 | D |
| Options to BuyF4 | $38.02 | Aug 7, 2018 | M | 13,750 | D | — | Oct 27, 2024 | Common Stock | 13,750 | 1,000 | D |
| Options to BuyF4 | $38.938 | Aug 7, 2018 | M | 5,075 | D | — | Jan 26, 2025 | Common Stock | 5,075 | 12,000 | D |
| Options to BuyF4 | $37.123 | Aug 7, 2018 | M | 8,275 | D | — | Jul 27, 2025 | Common Stock | 8,275 | 3,000 | D |
| Options to BuyF4 | $38.02 | Aug 8, 2018 | M | 1,000 | D | — | Oct 27, 2024 | Common Stock | 1,000 | 0 | D |
| Options to BuyF4 | $38.938 | Aug 8, 2018 | M | 2,500 | D | — | Jan 26, 2025 | Common Stock | 2,500 | 9,500 | D |
| Options to BuyF4 | $37.123 | Aug 8, 2018 | M | 3,000 | D | — | Jul 27, 2025 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $61.17 to $61.25 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $61.27 to $61.60 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $61.4538 to $61.67 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.