SEC Form 4 · accession 0001209191-18-043877
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd P. Kelsey
Officer — President & CEO
Period of report
Jul 23, 2018
Accepted (ET)
Jul 25, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jul 23, 2018 | M | 4,000 | $33.055 | A | 75,031 | D | |
| Common Stock, $.01 par value | Jul 23, 2018 | M | 6,200 | $34.22 | A | 81,231 | D | |
| Common Stock, $.01 par value | Jul 23, 2018 | M | 4,050 | $34.77 | A | 85,281 | D | |
| Common Stock, $.01 par valueF2 | Jul 23, 2018 | S | 14,250 | $61.2224 | D | 71,031 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 5,316 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF3 | $33.055 | Jul 23, 2018 | M | 4,000 | D | — | Jul 22, 2023 | Common Stock | 4,000 | 0 | D |
| Options to BuyF3 | $34.22 | Jul 23, 2018 | M | 6,200 | D | — | Jan 25, 2026 | Common Stock | 6,200 | 1,000 | D |
| Options to BuyF3 | $34.77 | Jul 23, 2018 | M | 4,050 | D | — | Nov 2, 2025 | Common Stock | 4,050 | 3,000 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock formerly held in the Plexus Corp. 401(k) Savings Plan; as last obtained from the Plan's trustee.
- F2This transaction was executed in multiple trades at prices ranging from $60.99 to $61.53 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.