SEC Form 4 · accession 0001209191-18-014528
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Cortinovis
Director
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Feb 26, 2018 | M | 1,250 | $14.625 | A | 31,322 | D | |
| Common Stock, $.01 par value | Feb 26, 2018 | M | 2,500 | $20.953 | A | 33,822 | D | |
| Common Stock, $.01 par value | Feb 26, 2018 | M | 2,500 | $25.751 | A | 36,322 | D | |
| Common Stock, $.01 par valueF1 | Feb 26, 2018 | S | 6,250 | $61.2992 | D | 30,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $14.625 | Feb 26, 2018 | M | 1,250 | D | — | Feb 2, 2019 | Common Stock | 1,250 | 0 | D |
| Options to BuyF2 | $20.953 | Feb 26, 2018 | M | 2,500 | D | — | May 4, 2019 | Common Stock | 2,500 | 0 | D |
| Options to BuyF2 | $25.751 | Feb 26, 2018 | M | 2,500 | D | — | Aug 3, 2019 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $61.0101 to $61.5901 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.