SEC Form 4 · accession 0001209191-18-013035
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick John Jermain
Officer — Sr. Vice President & CFO
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Feb 21, 2018 | M | 4,475 | $34.22 | A | 15,469 | D | |
| Common Stock, $.01 par valueF2 | Feb 21, 2018 | S | 4,475 | $60.4122 | D | 19,944 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 2,114 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF3 | $34.22 | Feb 21, 2018 | M | 4,475 | D | — | Jan 25, 2026 | Common Stock | 4,475 | 0 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Retirement Plan as of the last report from the Plan's trustee.
- F2This transaction was executed in multiple trades at prices ranging from $60.33 to $60.52 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.