SEC Form 4 · accession 0001209191-18-005175
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Director · Other
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1,F2 | Dec 30, 2017 | G | 8,225 | — | D | 285,835 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Jan 22, 2018 | A | 2,056 | A | — | — | Common Stock | 2,056 | 2,056 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock were given as a bona fide gift.
- F2Includes 6,140 shares previously reported as directly owned through the Plexus Corp. Employee Stock Purchase Plan.
- F3Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 22, 2019.