SEC Form 4 · accession 0001209191-17-060615
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd P. Kelsey
Officer — President & CEO
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Nov 10, 2017 | M | 4,500 | $36.79 | A | 59,675 | D | |
| Common Stock, $.01 par value | Nov 10, 2017 | M | 3,000 | $31.70 | A | 62,675 | D | |
| Common Stock, $.01 par valueF1 | Nov 10, 2017 | S | 7,500 | $61.2939 | D | 55,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $36.79 | Nov 10, 2017 | M | 4,500 | D | — | Jan 23, 2022 | Common Stock | 4,500 | 0 | D |
| Options to BuyF2 | $31.70 | Nov 10, 2017 | M | 3,000 | D | — | Apr 23, 2022 | Common Stock | 3,000 | 500 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $61.25 to $61.37 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.