SEC Form 4 · accession 0001209191-17-046337
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd P. Kelsey
Officer — President & CEO
Period of report
Jul 24, 2017
Accepted (ET)
Jul 26, 2017 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jul 24, 2017 | M | 2,000 | $33.999 | A | 57,175 | D | |
| Common Stock, $.01 par value | Jul 24, 2017 | S | 2,000 | $54.94 | D | 55,175 | D | |
| Common Stock, $.01 par value | Jul 25, 2017 | M | 2,250 | $33.999 | A | 57,425 | D | |
| Common Stock, $.01 par value | Jul 25, 2017 | M | 3,000 | $38.24 | A | 60,425 | D | |
| Common Stock, $.01 par value | Jul 25, 2017 | M | 4,000 | $30.19 | A | 64,425 | D | |
| Common Stock, $.01 par valueF1 | Jul 25, 2017 | S | 9,250 | $55.1265 | D | 55,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $33.999 | Jul 24, 2017 | M | 2,000 | D | — | Jan 25, 2020 | Common Stock | 2,000 | 2,250 | D |
| Options to BuyF2 | $33.999 | Jul 25, 2017 | M | 2,250 | D | — | Jan 25, 2020 | Common Stock | 2,250 | 0 | D |
| Options to BuyF2 | $38.24 | Jul 25, 2017 | M | 3,000 | D | — | Apr 23, 2020 | Common Stock | 3,000 | 3,250 | D |
| Options to BuyF3,F2 | $30.19 | Jul 25, 2017 | M | 4,000 | D | — | Jul 25, 2021 | Common Stock | 4,000 | 2,150 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $54.92 to $55.34 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.
- F3The option balance following the transaction has been updated to correct an administrative error in the reporting person's Form 4 filed on January 24, 2017, that resulted in the ending balance in that Form 4 being understated by 25 options.