SEC Form 4 · accession 0001209191-17-046336
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick John Jermain
Officer — Sr. Vice President & CFO
Period of report
Jul 24, 2017
Accepted (ET)
Jul 26, 2017 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jul 24, 2017 | M | 2,075 | $38.938 | A | 14,204 | D | |
| Common Stock, $.01 par value | Jul 24, 2017 | M | 2,075 | $44.395 | A | 16,279 | D | |
| Common Stock, $.01 par valueF2 | Jul 24, 2017 | S | 4,150 | $54.7052 | D | 12,129 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 2,081 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF3 | $38.938 | Jul 24, 2017 | M | 2,075 | D | — | Jan 26, 2025 | Common Stock | 2,075 | 0 | D |
| Options to BuyF3 | $44.395 | Jul 24, 2017 | M | 2,075 | D | — | Apr 27, 2025 | Common Stock | 2,075 | 0 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Retirement Plan as of the last report from the Plan's trustee.
- F2This transaction was executed in multiple trades at prices ranging from $54.69 to $54.78 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.