SEC Form 4 · accession 0001209191-17-045999
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver K. Mihm
Officer — Regional President - EMEA
Period of report
Jul 19, 2017
Accepted (ET)
Jul 21, 2017 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jul 19, 2017 | M | 1,300 | $40.64 | A | 6,223 | D | |
| Common Stock, $.01 par value | Jul 19, 2017 | S | 1,300 | $53.80 | D | 4,923 | D | |
| Common Stock, $.01 par value | Jul 20, 2017 | M | 292 | $36.79 | A | 5,215 | D | |
| Common Stock, $.01 par value | Jul 20, 2017 | M | 292 | $31.70 | A | 5,507 | D | |
| Common Stock, $.01 par value | Jul 20, 2017 | M | 292 | $27.86 | A | 5,799 | D | |
| Common Stock, $.01 par value | Jul 20, 2017 | M | 293 | $25.965 | A | 6,092 | D | |
| Common Stock, $.01 par value | Jul 20, 2017 | M | 333 | $26.15 | A | 6,425 | D | |
| Common Stock, $.01 par value | Jul 20, 2017 | M | 666 | $25.325 | A | 7,091 | D | |
| Common Stock, $.01 par value | Jul 20, 2017 | M | 666 | $33.055 | A | 7,757 | D | |
| Common Stock, $.01 par value | Jul 20, 2017 | M | 667 | $40.224 | A | 8,424 | D | |
| Common Stock, $.01 par value | Jul 20, 2017 | D | 2,052 | $53.80 | D | 6,372 | D | |
| Common Stock, $.01 par value | Jul 20, 2017 | S | 1,449 | $55.83 | D | 4,923 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF3 | $40.64 | Jul 19, 2017 | M | 1,300 | D | — | Jan 20, 2024 | Common Stock | 1,300 | 0 | D |
| Stock Appreciation RightsF4 | $36.79 | Jul 20, 2017 | M | 292 | D | — | Jan 23, 2019 | Common Stock | 292 | 0 | D |
| Stock Appreciation RightsF4 | $31.70 | Jul 20, 2017 | M | 292 | D | — | Apr 23, 2019 | Common Stock | 292 | 0 | D |
| Stock Appreciation RightsF4 | $27.86 | Jul 20, 2017 | M | 292 | D | — | Jul 23, 2019 | Common Stock | 292 | 0 | D |
| Stock Appreciation RightsF4 | $25.965 | Jul 20, 2017 | M | 293 | D | — | Oct 29, 2019 | Common Stock | 293 | 0 | D |
| Stock Appreciation RightsF4 | $26.15 | Jul 20, 2017 | M | 333 | D | — | Jan 21, 2020 | Common Stock | 333 | 0 | D |
| Stock Appreciation RightsF4 | $25.325 | Jul 20, 2017 | M | 666 | D | — | Apr 22, 2020 | Common Stock | 666 | 0 | D |
| Stock Appreciation RightsF4 | $33.055 | Jul 20, 2017 | M | 666 | D | — | Jul 2, 2020 | Common Stock | 666 | 0 | D |
| Stock Appreciation RightsF4 | $40.224 | Jul 20, 2017 | M | 667 | D | — | Oct 28, 2020 | Common Stock | 667 | 0 | D |
Explanation of responses
- F1Options were exercised and the underlying shares were sold pursuant to a Rule 10b5-1 plan.
- F2Stock Appreciation Rights were exercised and the issued shares were sold pursuant to a Rule 10b5-1 plan.
- F3Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.
- F4Stock Appreciation Rights granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.