SEC Form 4 · accession 0001209191-17-012255
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Director · Other
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF2 | Feb 15, 2017 | M | 18,582 | — | A | 249,938 | D | |
| Common Stock, $.01 par value | Feb 15, 2017 | F | 7,796 | $57.175 | D | 242,142 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 6,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF2 | — | Feb 15, 2017 | D | 418 | D | — | — | Common Stock | 418 | 18,582 | D |
| Performance Stock UnitsF2 | — | Feb 15, 2017 | M | 18,582 | D | — | — | Common Stock | 18,582 | 0 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
- F2Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported).