SEC Form 4 · accession 0001209191-17-008793
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Director · Other
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Feb 6, 2017 | M | 15,500 | $30.19 | A | 246,856 | D | |
| Common Stock, $.01 par value | Feb 6, 2017 | M | 3,000 | $31.70 | A | 249,856 | D | |
| Common Stock, $.01 par valueF2 | Feb 6, 2017 | S | 18,500 | $54.6404 | D | 231,356 | D | |
| Common Stock, $.01 par value | Feb 7, 2017 | M | 19,750 | $31.70 | A | 251,106 | D | |
| Common Stock, $.01 par valueF3 | Feb 7, 2017 | S | 19,750 | $54.7643 | D | 231,356 | D | |
| Common Stock, $.01 par value | Feb 8, 2017 | M | 1,000 | $31.70 | A | 232,356 | D | |
| Common Stock, $.01 par value | Feb 8, 2017 | M | 31,250 | $33.055 | A | 263,606 | D | |
| Common Stock, $.01 par valueF4 | Feb 8, 2017 | S | 32,250 | $54.9967 | D | 231,356 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 6,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF5 | $30.19 | Feb 6, 2017 | M | 15,500 | D | — | Jul 25, 2021 | Common Stock | 15,500 | 0 | D |
| Options to BuyF5 | $31.70 | Feb 6, 2017 | M | 3,000 | D | — | Apr 23, 2022 | Common Stock | 3,000 | 20,750 | D |
| Options to BuyF5 | $31.70 | Feb 7, 2017 | M | 19,750 | D | — | Apr 23, 2022 | Common Stock | 19,750 | 1,000 | D |
| Options to BuyF5 | $31.70 | Feb 8, 2017 | M | 1,000 | D | — | Apr 23, 2022 | Common Stock | 1,000 | 0 | D |
| Options to BuyF5 | $33.055 | Feb 8, 2017 | M | 31,250 | D | — | Jul 22, 2023 | Common Stock | 31,250 | 0 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
- F2This transaction was executed in multiple trades at prices ranging from $54.48 to $54.76 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $54.69 to $54.87 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $54.90 to $55.10 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.