SEC Form 4 · accession 0001209191-17-005733
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Director · Other
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1,F2 | Dec 21, 2016 | G | 1,000 | — | D | 7,140 | D | |
| Common Stock, $.01 par valueF1,F2 | Dec 22, 2016 | G | 1,000 | — | D | 6,140 | D | |
| Common Stock, $.01 par value | Jan 24, 2017 | M | 1,500 | $30.19 | A | 232,856 | D | |
| Common Stock, $.01 par value | Jan 24, 2017 | S | 1,500 | $54.00 | D | 231,356 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF3 | $30.19 | Jan 24, 2017 | M | 1,500 | D | — | Jul 25, 2021 | Common Stock | 1,500 | 19,000 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock were given as a bona fide gift.
- F2Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the date of the transaction.
- F3Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.