SEC Form 4 · accession 0001209191-17-005520
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen P Cortinovis
Director
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jan 23, 2017 | M | 2,500 | $27.465 | A | 26,858 | D | |
| Common Stock, $.01 par value | Jan 23, 2017 | M | 2,500 | $22.17 | A | 29,358 | D | |
| Common Stock, $.01 par value | Jan 23, 2017 | M | 2,500 | $24.21 | A | 31,858 | D | |
| Common Stock, $.01 par value | Jan 23, 2017 | M | 2,500 | $29.71 | A | 34,358 | D | |
| Common Stock, $.01 par value | Jan 23, 2017 | M | 2,500 | $14.17 | A | 36,858 | D | |
| Common Stock, $.01 par value | Jan 23, 2017 | M | 1,250 | $14.625 | A | 38,108 | D | |
| Common Stock, $.01 par valueF1 | Jan 23, 2017 | S | 13,750 | $52.8791 | D | 24,358 | D | |
| Common Stock, $.01 par valueF2 | Jan 25, 2017 | M | 3,174 | — | A | 27,532 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Jan 23, 2017 | A | 2,540 | A | — | — | Common Stock | 2,540 | 2,540 | D |
| Options to BuyF4 | $27.465 | Jan 23, 2017 | M | 2,500 | D | — | Nov 23, 2017 | Common Stock | 2,500 | 0 | D |
| Options to BuyF4 | $22.17 | Jan 23, 2017 | M | 2,500 | D | — | Jan 28, 2018 | Common Stock | 2,500 | 0 | D |
| Options to BuyF4 | $24.21 | Jan 23, 2017 | M | 2,500 | D | — | Apr 28, 2018 | Common Stock | 2,500 | 0 | D |
| Options to BuyF4 | $29.71 | Jan 23, 2017 | M | 2,500 | D | — | Jul 29, 2018 | Common Stock | 2,500 | 0 | D |
| Options to BuyF4 | $14.17 | Jan 23, 2017 | M | 2,500 | D | — | Nov 19, 2018 | Common Stock | 2,500 | 0 | D |
| Options to BuyF4 | $14.625 | Jan 23, 2017 | M | 1,250 | D | — | Feb 2, 2019 | Common Stock | 1,250 | 0 | D |
| Restricted Stock UnitsF2 | — | Jan 25, 2017 | M | 3,174 | D | — | — | Common Stock | 3,174 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $52.67 to $53.08 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 25, 2017.
- F3Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 23, 2018.
- F4Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.