SEC Form 4 · accession 0001209191-16-150913
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd P. Kelsey
Officer — President & CEO
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Nov 15, 2016 | M | 3,000 | $26.15 | A | 45,162 | D | |
| Common Stock, $.01 par value | Nov 15, 2016 | S | 3,000 | $50.00 | D | 42,162 | D | |
| Common Stock, $.01 par value | Nov 16, 2016 | M | 6,250 | $30.475 | A | 48,412 | D | |
| Common Stock, $.01 par value | Nov 16, 2016 | M | 6,250 | $29.798 | A | 54,662 | D | |
| Common Stock, $.01 par valueF1 | Nov 16, 2016 | S | 12,500 | $49.792 | D | 42,162 | D | |
| Common Stock, $.01 par value | Nov 17, 2016 | M | 2,250 | $27.143 | A | 44,412 | D | |
| Common Stock, $.01 par value | Nov 17, 2016 | S | 2,250 | $50.50 | D | 42,162 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $26.15 | Nov 15, 2016 | M | 3,000 | D | — | Jan 21, 2023 | Common Stock | 3,000 | 0 | D |
| Options to BuyF2 | $30.475 | Nov 16, 2016 | M | 6,250 | D | — | Jul 26, 2020 | Common Stock | 6,250 | 0 | D |
| Options to BuyF2 | $29.798 | Nov 16, 2016 | M | 6,250 | D | — | Nov 1, 2020 | Common Stock | 6,250 | 0 | D |
| Options to BuyF2 | $27.143 | Nov 17, 2016 | M | 2,250 | D | — | Jan 24, 2021 | Common Stock | 2,250 | 4,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $49.52 to $50.02 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.