SEC Form 4 · accession 0001209191-16-150905
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Director · Other
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Nov 15, 2016 | M | 7,500 | $26.15 | A | 238,856 | D | |
| Common Stock, $.01 par valueF2 | Nov 15, 2016 | S | 7,500 | $50.05 | D | 231,356 | D | |
| Common Stock, $.01 par value | Nov 17, 2016 | M | 7,452 | $26.15 | A | 238,808 | D | |
| Common Stock, $.01 par valueF3 | Nov 17, 2016 | S | 7,452 | $50.339 | D | 231,356 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 8,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF4 | $26.15 | Nov 15, 2016 | M | 7,500 | D | — | Jan 21, 2023 | Common Stock | 7,500 | 7,452 | D |
| Options to BuyF4 | $26.15 | Nov 17, 2016 | M | 7,452 | D | — | Jan 21, 2023 | Common Stock | 7,452 | 0 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
- F2This transaction was executed in multiple trades at prices ranging from $50.00 to $50.15 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $50.15 to $50.50 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.