SEC Form 4 · accession 0001209191-16-150213
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick John Jermain
Officer — Sr. Vice President & CFO
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Nov 11, 2016 | M | 663 | $40.64 | A | 6,588 | D | |
| Common Stock, $.01 par value | Nov 11, 2016 | M | 663 | $44.477 | A | 7,251 | D | |
| Common Stock, $.01 par value | Nov 11, 2016 | M | 663 | $41.012 | A | 7,914 | D | |
| Common Stock, $.01 par value | Nov 11, 2016 | M | 663 | $38.02 | A | 8,577 | D | |
| Common Stock, $.01 par value | Nov 11, 2016 | D | 2,238 | $48.6625 | D | 6,339 | D | |
| Common Stock, $.01 par value | Nov 11, 2016 | F | 138 | $48.6625 | D | 6,201 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 1,853 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $40.64 | Nov 11, 2016 | M | 663 | D | — | Jan 20, 2021 | Common Stock | 663 | 0 | D |
| Stock Appreciation RightsF2 | $44.477 | Nov 11, 2016 | M | 663 | D | — | Apr 22, 2021 | Common Stock | 663 | 0 | D |
| Stock Appreciation RightsF2 | $41.012 | Nov 11, 2016 | M | 663 | D | — | Jul 21, 2021 | Common Stock | 663 | 0 | D |
| Stock Appreciation RightsF2 | $38.02 | Nov 11, 2016 | M | 663 | D | — | Oct 27, 2021 | Common Stock | 663 | 0 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Retirement Plan as of the last report from the Plan's trustee.
- F2Stock Appreciation Rights granted under 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.