SEC Form 4 · accession 0001209191-16-149118
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Director · Other
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Nov 7, 2016 | M | 10,336 | $25.965 | A | 241,692 | D | |
| Common Stock, $.01 par valueF2 | Nov 7, 2016 | S | 10,336 | $46.7965 | D | 231,356 | D | |
| Common Stock, $.01 par value | Nov 8, 2016 | M | 7,995 | $25.965 | A | 239,351 | D | |
| Common Stock, $.01 par valueF3 | Nov 8, 2016 | S | 7,995 | $46.7617 | D | 231,356 | D | |
| Common Stock, $.01 par value | Nov 9, 2016 | M | 20,500 | $27.143 | A | 251,856 | D | |
| Common Stock, $.01 par value | Nov 9, 2016 | M | 8,500 | $27.86 | A | 260,356 | D | |
| Common Stock, $.01 par valueF4 | Nov 9, 2016 | S | 29,000 | $47.4293 | D | 231,356 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 8,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF5 | $25.965 | Nov 7, 2016 | M | 10,336 | D | — | Oct 29, 2022 | Common Stock | 10,336 | 7,995 | D |
| Options to BuyF5 | $25.965 | Nov 8, 2016 | M | 7,995 | D | — | Oct 29, 2022 | Common Stock | 7,995 | 0 | D |
| Options to BuyF5 | $27.143 | Nov 9, 2016 | M | 20,500 | D | — | Jan 24, 2021 | Common Stock | 20,500 | 0 | D |
| Options to BuyF5 | $27.86 | Nov 9, 2016 | M | 8,500 | D | — | Jul 23, 2022 | Common Stock | 8,500 | 15,250 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
- F2This transaction was executed in multiple trades at prices ranging from $46.628 to $46.90 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $46.6464 to $46.90 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $47.08 to $48.00 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.