SEC Form 4 · accession 0001209191-16-138832
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yong Jin Lim
Officer — Regional Pres - Plxs Asia Pac.
Period of report
Aug 24, 2016
Accepted (ET)
Aug 26, 2016 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Aug 24, 2016 | M | 5,000 | $25.335 | A | 50,000 | D | |
| Common Stock, $.01 par value | Aug 24, 2016 | M | 5,000 | $33.999 | A | 55,000 | D | |
| Common Stock, $.01 par valueF1 | Aug 24, 2016 | S | 10,000 | $46.5445 | D | 45,000 | D | |
| Common Stock, $.01 par value | Aug 25, 2016 | M | 5,000 | $38.24 | A | 50,000 | D | |
| Common Stock, $.01 par value | Aug 25, 2016 | M | 5,000 | $30.475 | A | 55,000 | D | |
| Common Stock, $.01 par valueF2 | Aug 25, 2016 | S | 10,000 | $46.5311 | D | 45,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF3 | $25.335 | Aug 24, 2016 | M | 5,000 | D | — | Nov 2, 2019 | Common Stock | 5,000 | 0 | D |
| Options to BuyF3 | $33.999 | Aug 24, 2016 | M | 5,000 | D | — | Jan 25, 2020 | Common Stock | 5,000 | 0 | D |
| Options to BuyF3 | $38.24 | Aug 25, 2016 | M | 5,000 | D | — | Apr 23, 2020 | Common Stock | 5,000 | 0 | D |
| Options to BuyF3 | $30.475 | Aug 25, 2016 | M | 5,000 | D | — | Jul 26, 2020 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $46.50 to $46.66 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $46.40 to $46.60 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.