SEC Form 4 · accession 0001209191-16-138349
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angelo Michael Ninivaggi Jr.
Officer — Sr. VP, CAO, Gen Coun & Secy
Period of report
Aug 19, 2016
Accepted (ET)
Aug 23, 2016 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | holding | — | — | — | 608 | I | 401(k) | |
| Common Stock, $.01 par value | holding | — | — | — | 11,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Aug 19, 2016 | A | 4,565 | A | — | — | Common Stock | 4,565 | 4,565 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Retirement Plan as of the last report from the Plan's trustee.
- F2Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. One half of the Restricted Stock Units vest on the third anniversary of the grant date and the other half vests on the fourth anniversary of the grant date.