SEC Form 4 · accession 0001209191-16-136328
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Officer — Chairman, President and CEO · Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Aug 8, 2016 | M | 23,943 | $25.325 | A | 204,850 | D | |
| Common Stock, $.01 par valueF2 | Aug 8, 2016 | S | 23,943 | $46.221 | D | 180,907 | D | |
| Common Stock, $.01 par value | Aug 9, 2016 | M | 6,000 | $25.325 | A | 186,907 | D | |
| Common Stock, $.01 par value | Aug 9, 2016 | M | 18,000 | $25.92 | A | 204,907 | D | |
| Common Stock, $.01 par valueF3 | Aug 9, 2016 | S | 24,000 | $46.212 | D | 180,907 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 8,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF4 | $25.325 | Aug 8, 2016 | M | 23,943 | D | — | Apr 22, 2023 | Common Stock | 23,943 | 6,000 | D |
| Options to BuyF4 | $25.325 | Aug 9, 2016 | M | 6,000 | D | — | Apr 22, 2023 | Common Stock | 6,000 | 0 | D |
| Options to BuyF4 | $25.92 | Aug 9, 2016 | M | 18,000 | D | — | Oct 31, 2021 | Common Stock | 18,000 | 2,500 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
- F2This transaction was executed in multiple trades at prices ranging from $46.05 to $46.35 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $46.175 to $46.25 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.