SEC Form 4 · accession 0001209191-16-136319
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Frisch
Officer — Exec VP & Chief Customer Off.
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Aug 8, 2016 | M | 1,500 | $29.798 | A | 11,318 | D | |
| Common Stock, $.01 par valueF1 | Aug 8, 2016 | S | 4,084 | $46.1495 | D | 7,234 | D | |
| Common Stock, $.01 par value | Aug 10, 2016 | M | 2,500 | $27.143 | A | 9,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $29.798 | Aug 8, 2016 | M | 1,500 | D | — | Nov 1, 2020 | Common Stock | 1,500 | 0 | D |
| Options to BuyF2 | $27.143 | Aug 10, 2016 | M | 2,500 | D | — | Jan 24, 2021 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $46.13 to $46.155 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.