SEC Form 4 · accession 0001209191-16-134153
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick John Jermain
Officer — Sr. Vice President & CFO
Period of report
Jul 25, 2016
Accepted (ET)
Jul 27, 2016 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jul 26, 2016 | M | 625 | $26.15 | A | 6,021 | D | |
| Common Stock, $.01 par value | Jul 26, 2016 | M | 625 | $25.325 | A | 6,646 | D | |
| Common Stock, $.01 par value | Jul 26, 2016 | M | 625 | $33.055 | A | 7,271 | D | |
| Common Stock, $.01 par value | Jul 26, 2016 | M | 625 | $40.224 | A | 7,896 | D | |
| Common Stock, $.01 par value | Jul 26, 2016 | D | 1,717 | $45.465 | D | 6,179 | D | |
| Common Stock, $.01 par value | Jul 26, 2016 | F | 254 | $45.465 | D | 5,925 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 1,837 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $45.35 | Jul 25, 2016 | A | 4,475 | A | Jul 25, 2017 | Jul 25, 2026 | Common Stock | 4,475 | 4,475 | D |
| Stock Appreciation RightsF3 | $26.15 | Jul 26, 2016 | M | 625 | D | — | Jan 21, 2020 | Common Stock | 625 | 0 | D |
| Stock Appreciation RightsF3 | $25.325 | Jul 26, 2016 | M | 625 | D | — | Apr 22, 2020 | Common Stock | 625 | 0 | D |
| Stock Appreciation RightsF3 | $33.055 | Jul 26, 2016 | M | 625 | D | — | Jul 22, 2020 | Common Stock | 625 | 0 | D |
| Stock Appreciation RightsF3 | $40.224 | Jul 26, 2016 | M | 625 | D | — | Oct 28, 2020 | Common Stock | 625 | 0 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Retirement Plan as of the last report from the Plan's trustee.
- F2Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifes under Rule 16b-3; one half vests each year, commencing on the first anniversary of grant.
- F3Stock Appreciation Rights granted under 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.