SEC Form 4 · accession 0001209191-16-134151
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Frisch
Officer — Exec VP & Chief Customer Off.
Period of report
Jul 25, 2016
Accepted (ET)
Jul 27, 2016 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | holding | — | — | — | 9,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $45.35 | Jul 25, 2016 | A | 4,750 | A | Jul 25, 2017 | Jul 25, 2026 | Common Stock | 4,750 | 4,750 | D |
Explanation of responses
- F1Since the date of the Reporting Person's last Form 4, 11,319 shares of common stock were transferred pursuant to an exempt distribution under Rule 16a-12.
- F2Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifes under Rule 16b-3; one half vests each year, commencing on the first anniversary of grant.
Remarks
In addition to the transfer of 11,319 shares of common stock referred to in footnote 1, since the date of the Reporting Person's last Form 4, 57,202 stock options were also transferred pursuant to an exempt distribution under 16a-12.