SEC Form 4 · accession 0001209191-16-134150
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Officer — Chairman, President and CEO · Director
Period of report
Jul 25, 2016
Accepted (ET)
Jul 27, 2016 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jul 25, 2016 | M | 7,351 | $25.751 | A | 188,258 | D | |
| Common Stock, $.01 par value | Jul 25, 2016 | M | 1,307 | $25.325 | A | 189,565 | D | |
| Common Stock, $.01 par valueF2 | Jul 25, 2016 | S | 8,658 | $45.564 | D | 180,907 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 8,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF3 | $45.35 | Jul 25, 2016 | A | 34,800 | A | Jul 25, 2017 | Jul 25, 2026 | Common Stock | 34,800 | 34,800 | D |
| Options to BuyF4 | $25.751 | Jul 25, 2016 | M | 7,351 | D | — | Aug 3, 2019 | Common Stock | 7,351 | 0 | D |
| Options to BuyF4 | $25.325 | Jul 25, 2016 | M | 1,307 | D | — | Feb 22, 2023 | Common Stock | 1,307 | 29,943 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
- F2This transaction was executed in multiple trades at prices ranging from $45.30 to $45.91 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifes under Rule 16b-3; one half vests each year, commencing on the first anniversary of grant.
- F4Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.