SEC Form 4 · accession 0001209191-16-126029
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Frisch
Officer — Exec VP & Chief Customer Off.
Period of report
Jun 3, 2016
Accepted (ET)
Jun 6, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jun 3, 2016 | M | 1,500 | $33.999 | A | 24,137 | D | |
| Common Stock, $.01 par value | Jun 3, 2016 | M | 1,500 | $30.475 | A | 25,637 | D | |
| Common Stock, $.01 par valueF1 | Jun 3, 2016 | S | 4,500 | $43.921 | D | 21,137 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $33.999 | Jun 3, 2016 | M | 1,500 | D | — | Jan 25, 2020 | Common Stock | 1,500 | 1,500 | D |
| Options to BuyF2 | $30.475 | Jun 3, 2016 | M | 1,500 | D | — | Jul 26, 2020 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $43.90 to $43.9625 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.