SEC Form 4 · accession 0001209191-16-123988
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angelo Michael Ninivaggi Jr.
Officer — Sr. VP, CAO, Gen Coun & Secy
Period of report
May 25, 2016
Accepted (ET)
May 27, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | May 25, 2016 | M | 2,500 | $33.999 | A | 19,087 | D | |
| Common Stock, $.01 par value | May 25, 2016 | M | 2,500 | $38.24 | A | 21,587 | D | |
| Common Stock, $.01 par value | May 25, 2016 | M | 2,500 | $30.475 | A | 24,087 | D | |
| Common Stock, $.01 par value | May 25, 2016 | M | 2,500 | $29.798 | A | 26,587 | D | |
| Common Stock, $.01 par valueF2 | May 25, 2016 | S | 12,500 | $43.0796 | D | 14,087 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 615 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF3 | $33.999 | May 25, 2016 | M | 2,500 | D | — | Jan 25, 2020 | Common Stock | 2,500 | 0 | D |
| Options to BuyF3 | $38.24 | May 25, 2016 | M | 2,500 | D | — | Apr 23, 2020 | Common Stock | 2,500 | 0 | D |
| Options to BuyF3 | $30.475 | May 25, 2016 | M | 2,500 | D | — | Jul 26, 2020 | Common Stock | 2,500 | 0 | D |
| Options to BuyF3 | $29.798 | May 25, 2016 | M | 2,500 | D | — | Nov 1, 2020 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Retirement Plan as of the last report from the Plan's trustee.
- F2This transaction was executed in multiple trades at prices ranging from $42.96 to $43.28 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.