SEC Form 4 · accession 0001209191-16-119678
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd P. Kelsey
Officer — Exec VP & Chief Operating Off
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | May 10, 2016 | M | 2,000 | $25.325 | A | 44,162 | D | |
| Common Stock, $.01 par value | May 10, 2016 | M | 2,000 | $42.515 | A | 46,162 | D | |
| Common Stock, $.01 par valueF1 | May 10, 2016 | S | 4,000 | $42.9775 | D | 42,162 | D | |
| Common Stock, $.01 par value | May 11, 2016 | M | 1,000 | $42.515 | A | 43,162 | D | |
| Common Stock, $.01 par value | May 11, 2016 | S | 1,000 | $43.05 | D | 42,162 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $25.325 | May 10, 2016 | M | 2,000 | D | — | Apr 22, 2023 | Common Stock | 2,000 | 8,000 | D |
| Options to BuyF2 | $42.515 | May 10, 2016 | M | 2,000 | D | — | May 17, 2016 | Common Stock | 2,000 | 2,000 | D |
| Options to BuyF2 | $42.515 | May 11, 2016 | M | 1,000 | D | — | May 17, 2016 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $42.97 to $42.98 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.