SEC Form 4 · accession 0001209191-16-119677
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Officer — Chairman, President and CEO · Director
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | May 10, 2016 | M | 40,775 | $42.515 | A | 221,682 | D | |
| Common Stock, $.01 par valueF2 | May 10, 2016 | S | 40,775 | $42.8603 | D | 180,907 | D | |
| Common Stock, $.01 par value | May 11, 2016 | M | 6,225 | $42.515 | A | 187,132 | D | |
| Common Stock, $.01 par valueF3 | May 11, 2016 | S | 6,225 | $43.0502 | D | 180,907 | D | |
| Common Stock, $.01 par value | May 12, 2016 | M | 1,000 | $42.515 | A | 181,907 | D | |
| Common Stock, $.01 par value | May 12, 2016 | S | 1,000 | $43.02 | D | 180,907 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 8,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF4 | $42.515 | May 10, 2016 | M | 40,775 | D | — | May 17, 2016 | Common Stock | 40,775 | 17,725 | D |
| Options to BuyF4 | $42.515 | May 11, 2016 | M | 6,225 | D | — | May 17, 2016 | Common Stock | 6,225 | 11,500 | D |
| Options to BuyF4 | $42.515 | May 12, 2016 | M | 1,000 | D | — | May 17, 2016 | Common Stock | 1,000 | 10,500 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
- F2This transaction was executed in multiple trades at prices ranging from $42.63 to $43.00 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $42.97 to $43.16 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.