SEC Form 4 · accession 0001209191-16-117463
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Officer — Chairman, President and CEO · Director
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | May 2, 2016 | M | 9,000 | $30.54 | A | 189,907 | D | |
| Common Stock, $.01 par value | May 2, 2016 | M | 18,750 | $24.21 | A | 208,657 | D | |
| Common Stock, $.01 par value | May 2, 2016 | M | 20,500 | $20.953 | A | 229,157 | D | |
| Common Stock, $.01 par value | May 2, 2016 | M | 3,500 | $25.335 | A | 232,657 | D | |
| Common Stock, $.01 par valueF2 | May 2, 2016 | S | 51,750 | $42.5007 | D | 180,907 | D | |
| Common Stock, $.01 par value | May 3, 2016 | M | 17,000 | $25.335 | A | 197,907 | D | |
| Common Stock, $.01 par value | May 3, 2016 | M | 2,750 | $29.71 | A | 200,657 | D | |
| Common Stock, $.01 par value | May 3, 2016 | M | 9,054 | $42.515 | A | 209,711 | D | |
| Common Stock, $.01 par valueF3 | May 3, 2016 | S | 28,804 | $42.7249 | D | 180,907 | D | |
| Common Stock, $.01 par value | May 4, 2016 | M | 9,000 | $42.515 | A | 189,907 | D | |
| Common Stock, $.01 par valueF4 | May 4, 2016 | S | 9,000 | $42.82 | D | 180,907 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 8,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF5 | $30.54 | May 2, 2016 | M | 9,000 | D | — | Nov 5, 2017 | Common Stock | 9,000 | 0 | D |
| Options to BuyF5 | $24.21 | May 2, 2016 | M | 18,750 | D | — | Apr 28, 2018 | Common Stock | 18,750 | 0 | D |
| Options to BuyF5 | $20.953 | May 2, 2016 | M | 20,500 | D | — | May 4, 2019 | Common Stock | 20,500 | 0 | D |
| Options to BuyF5 | $25.335 | May 2, 2016 | M | 3,500 | D | — | Nov 2, 2019 | Common Stock | 3,500 | 17,000 | D |
| Options to BuyF5 | $25.335 | May 3, 2016 | M | 17,000 | D | — | Nov 2, 2019 | Common Stock | 17,000 | 0 | D |
| Options to BuyF5 | $29.71 | May 3, 2016 | M | 2,750 | D | — | Jul 29, 2018 | Common Stock | 2,750 | 16,000 | D |
| Options to BuyF5 | $42.515 | May 3, 2016 | M | 9,054 | D | — | May 17, 2016 | Common Stock | 9,054 | 67,500 | D |
| Options to BuyF5 | $42.515 | May 4, 2016 | M | 9,000 | D | — | May 17, 2016 | Common Stock | 9,000 | 58,500 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
- F2This transaction was executed in multiple trades at prices ranging from $42.27 to $42.6738 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $42.5301 to $42.89 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $42.7501 to $42.85 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.