SEC Form 4 · accession 0001209191-16-093803
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Officer — Chairman, President and CEO · Director
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | holding | — | — | — | 180,907 | D | ||
| Common Stock, $.01 par valueF1 | holding | — | — | — | 8,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $34.22 | Jan 25, 2016 | A | 17,400 | A | Jan 25, 2017 | Jan 25, 2026 | Common Stock | 17,400 | 17,400 | D |
| Restricted Stock UnitsF3 | — | Jan 25, 2016 | A | 34,900 | A | — | — | Common Stock | 34,900 | 34,900 | D |
| Performance Stock UnitsF4 | — | Jan 25, 2016 | A | 18,800 | A | — | — | Common Stock | 18,800 | 18,800 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
- F2Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3; one half vests each year, commencing on the first anniversary of grant.
- F3Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 25, 2019.
- F4Each Performance Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock if certain conditions are satisfied. Vesting of the Performance Stock Units is dependent on the relative total shareholder return ("TSR") of Plexus Corp.'s common stock as compared to companies in the Russell 3000 Index during the three-year performance period. The target number of Performance Stock Units that may be earned is reported above; the maximum amount is 200% of the number reported.