SEC Form 4 · accession 0001209191-15-050664
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Patrick John Jermain
Officer — Vice President & CFO
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jun 3, 2015 | M | 250 | $31.70 | A | 2,778 | D | |
| Common Stock, $.01 par value | Jun 3, 2015 | M | 250 | $27.86 | A | 3,028 | D | |
| Common Stock, $.01 par value | Jun 3, 2015 | M | 250 | $25.965 | A | 3,278 | D | |
| Common Stock, $.01 par value | Jun 3, 2015 | D | 466 | $46.0733 | D | 2,812 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 1,432 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $31.70 | Jun 3, 2015 | M | 250 | D | — | Apr 23, 2019 | Common Stock | 250 | 0 | D |
| Stock Appreciation RightsF2 | $27.86 | Jun 3, 2015 | M | 250 | D | — | Jul 23, 2019 | Common Stock | 250 | 0 | D |
| Stock Appreciation RightsF2 | $25.965 | Jun 3, 2015 | M | 250 | D | — | Oct 29, 2019 | Common Stock | 250 | 0 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Retirement Plan as of the last report from the Plan's trustee.
- F2Stock Appreciation Rights granted under 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.