SEC Form 4 · accession 0001209191-15-043296
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd P. Kelsey
Officer — Exec VP & Chief Operating Off
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | May 13, 2015 | M | 3,250 | $25.92 | A | 35,969 | D | |
| Common Stock, $.01 par value | May 13, 2015 | M | 3,000 | $30.54 | A | 38,969 | D | |
| Common Stock, $.01 par valueF1 | May 13, 2015 | S | 6,250 | $44.7268 | D | 32,719 | D | |
| Common Stock, $.01 par value | May 14, 2015 | M | 3,000 | $25.92 | A | 35,719 | D | |
| Common Stock, $.01 par value | May 14, 2015 | M | 2,000 | $25.965 | A | 37,719 | D | |
| Common Stock, $.01 par valueF2 | May 14, 2015 | S | 5,000 | $45.02 | D | 32,719 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF3 | $25.92 | May 13, 2015 | M | 3,250 | D | — | Oct 31, 2021 | Common Stock | 3,250 | 3,000 | D |
| Options to BuyF3 | $30.54 | May 13, 2015 | M | 3,000 | D | — | Nov 5, 2017 | Common Stock | 3,000 | 0 | D |
| Options to BuyF3 | $25.92 | May 14, 2015 | M | 3,000 | D | — | Oct 31, 2021 | Common Stock | 3,000 | 0 | D |
| Options to BuyF3 | $25.965 | May 14, 2015 | M | 2,000 | D | — | Jul 23, 2022 | Common Stock | 2,000 | 5,500 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $44.61 to $44.91 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $44.95 to $45.14 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.