SEC Form 4 · accession 0001209191-15-042246
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Frisch
Officer — Exec VP & Chief Customer Off.
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | May 11, 2015 | M | 2,860 | $25.335 | A | 25,900 | D | |
| Common Stock, $.01 par valueF1 | May 11, 2015 | S | 11,230 | $44.1364 | D | 14,670 | D | |
| Common Stock, $.01 par value | May 12, 2015 | M | 140 | $25.335 | A | 14,810 | D | |
| Common Stock, $.01 par value | May 12, 2015 | S | 140 | $44.3632 | D | 14,670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $25.335 | May 11, 2015 | M | 2,860 | D | — | Nov 2, 2019 | Common Stock | 2,860 | 140 | D |
| Options to BuyF2 | $25.335 | May 12, 2015 | M | 140 | D | — | Nov 2, 2019 | Common Stock | 140 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $44.01 to $44.285 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.