SEC Form 4 · accession 0001209191-15-017734
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angelo Michael Ninivaggi Jr.
Officer — Sr. VP, CAO, Gen Coun & Secy
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Feb 20, 2015 | M | 3,750 | $25.92 | A | 15,397 | D | |
| Common Stock, $.01 par valueF1 | Feb 20, 2015 | S | 3,750 | $40.5916 | D | 11,647 | D | |
| Common Stock, $.01 par valueF2 | holding | — | — | — | 597 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF3 | $25.92 | Feb 20, 2015 | M | 3,750 | D | — | Oct 31, 2021 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $40.59 to $40.6 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Retirement Plan as of the last report from the Plan's trustee.
- F3Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.