SEC Form 4 · accession 0001209191-15-012865
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Officer — Chairman, President and CEO · Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Feb 10, 2015 | M | 6,000 | $14.625 | A | 157,403 | D | |
| Common Stock, $.01 par valueF1 | Feb 10, 2015 | S | 6,000 | $39.77 | D | 151,403 | D | |
| Common Stock, $.01 par value | Feb 11, 2015 | M | 500 | $14.625 | A | 151,903 | D | |
| Common Stock, $.01 par value | Feb 11, 2015 | S | 500 | $39.75 | D | 151,403 | D | |
| Common Stock, $.01 par value | Feb 12, 2015 | M | 2,500 | $14.625 | A | 153,903 | D | |
| Common Stock, $.01 par value | Feb 12, 2015 | M | 3,500 | $21.41 | A | 157,403 | D | |
| Common Stock, $.01 par valueF2 | Feb 12, 2015 | S | 6,000 | $39.91 | D | 151,403 | D | |
| Common Stock, $.01 par valueF3 | holding | — | — | — | 3,807 | I | 401(k) | |
| Common Stock, $.01 par valueF4 | holding | — | — | — | 8,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF5 | $14.625 | Feb 10, 2015 | M | 6,000 | D | — | Feb 2, 2019 | Common Stock | 6,000 | 3,000 | D |
| Options to BuyF5 | $14.625 | Feb 11, 2015 | M | 500 | D | — | Feb 2, 2019 | Common Stock | 500 | 2,500 | D |
| Options to BuyF5 | $14.625 | Feb 12, 2015 | M | 2,500 | D | — | Feb 2, 2019 | Common Stock | 2,500 | 0 | D |
| Options to BuyF5 | $21.41 | Feb 12, 2015 | M | 3,500 | D | — | May 17, 2017 | Common Stock | 3,500 | 34,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $39.75 to $39.78 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $39.83 to $39.97 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Savings Plan as of the last date of a statement from the Plan's trustee.
- F4Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last date of a statement from the Plan's Trustee.
- F5Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.