SEC Form 4 · accession 0001628280-26-059868
DLH Holdings Corp. · DLHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mink Brook Asset Management LLC
10% Owner
Period of report
Aug 31, 2026
Accepted (ET)
Sep 1, 2026 · 4:38 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000785557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share ("Common Stock")F1,F2,F3 | Aug 31, 2026 | P | 500 | $4.397 | A | 2,180,847 | I | By Mink Brook Partners LP |
| Common Stock, par value $0.001 per share ("Common Stock")F4,F2,F3 | Sep 1, 2026 | P | 200 | $4.3624 | A | 2,181,047 | I | By Mink Brook Partners LP |
| Common Stock, par value $0.001 per share ("Common Stock")F3,F5 | holding | — | — | — | 694,322 | I | By Mink Brook Opportunity Fund LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.325 to $4.47 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
- F2Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.
- F3Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F4The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.32 to $4.43 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
- F5Represents securities owned directly by Mink Brook Opportunity Fund LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.