SEC Form 3 · accession 0001628280-26-047264
DLH Holdings Corp. · DLHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Vincent Oroho Jr.
Officer — Chief Financial Officer
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 42,595 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $5.25 | holding | — | — | — | — | Jan 11, 2029 | Common Stock | 25,000 | — | D |
| Employee Stock OptionF3 | $10.05 | holding | — | — | — | — | Dec 15, 2030 | Common Stock | 25,000 | — | D |
| Employee Stock OptionF4 | $10.75 | holding | — | — | — | — | Jul 30, 2031 | Common Stock | 25,000 | — | D |
| Employee Stock OptionF5 | $11.08 | holding | — | — | — | — | Aug 31, 2033 | Common Stock | 35,000 | — | D |
Explanation of responses
- F1Includes 38,095 time-based restricted stock units granted under the reporting person's employment offer letter dated June 30, 2026 pursuant to the Company's 2025 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of common stock and vests in full on June 30, 2029, provided that the reporting person remains in the employment of the Company as of such date.
- F2The option became exercisable on January 26, 2021.
- F3The option became exercisable on October 22, 2021.
- F4The option became exercisable on November 8, 2021.
- F5Fifty percent of the shares issuable under this option became exercisable on November 24, 2023. The remainder of the option will vest upon the satisfaction of vesting conditions.