SEC Form 4 · accession 0001628280-19-001965
DLH Holdings Corp. · DLHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Alderman
Director
Period of report
Feb 25, 2019
Accepted (ET)
Feb 26, 2019 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 25, 2019 | S | 13,139 | $6.28 | D | 51,897 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 of Table 1 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.20 to $6.45, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- F2Includes 12,500 restricted stock units which do not vest until September 30, 2019.