SEC Form 4 · accession 0001628280-18-015342
DLH Holdings Corp. · DLHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zachary Parker
Officer — CEO and President · Director
Period of report
Dec 20, 2018
Accepted (ET)
Dec 21, 2018 · 10:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2018 | M | 25,000 | $1.03 | A | 167,356 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $1.03 | Dec 20, 2018 | M | 25,000 | D | Feb 9, 2010 | Feb 9, 2020 | Common Stock | 25,000 | 475,000 | D |
Explanation of responses
- F1The option, initially representing a right to purchase a total of 500,000 shares, became exercisable for 50,000 shares on February 9, 2010. Of the remaining shares subject to this option, 150,000 shares are subject to additional vesting requirements.