SEC Form 4 · accession 0001628280-18-002693

DLH Holdings Corp. · DLHC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Feb 28, 2018

Accepted (ET)

Mar 2, 2018 · 4:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000785557

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 28, 2018	M	17,000	$1.34	A	89,654	D
Common Stock^F1	Feb 28, 2018	P	10,916	$5.85	A	100,570	D
Common Stock	Mar 1, 2018	P	2,084	$5.80	A	102,654	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options^F2	$1.34	Feb 28, 2018	M	17,000	D	Jun 25, 2012	Jun 25, 2022	Common Stock	17,000	233,000	D

F1(1)The price reported in Column 4 of Table I is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.77 to $5.85, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2The option,initially representing a right to purchase a total of 250,000 shares, became exercisable for 50,000 shares on June 25, 2012. Of the remaining shares subject to this option, 66,666 shares remain subject to additional vesting requirements.